Andrea Seidt is a national leader in state securities regulation through her role with the North American Securities Administrators Association. Seidt has served as Commissioner of Securities since 2008. Prior to her appointment, she worked on investor and consumer protection litigation as Deputy Chief Counsel for the Ohio Attorney General’s Office. She has also worked in private practice. Seidt received her undergraduate and law degrees from The Ohio State University.
Dealers, Investment Advisers and their Licensed Representatives are reminded to pay their Preliminary Renewal Statements in advance of the December 18, 2015 deadline. Statements will be available via Web CRD/IARD beginning November 16, 2015. For more information, visit FINRA’s Renewal Page and Investment Advisers should visit the IARD Renewal Page.
For the latest regulatory updates, industry trends and hot topics, subscribe to the Ohio Securities Bulletin. The Bulletin is made up of submissions by both Ohio regulators and guest authors from the industry. Subscribe here today.
Going forward, all visitors to the Riffe Building are required to provide valid government-issued identification upon arrival to the 1st floor (State Street Entrance and High Street) and 3rd floor lobbies. Visitors with valid ID will be given a visitor’s pass to enter through the turnstiles to access elevators to the appropriate floor. For more information please click here.
Division of Securities
77 South High Street
Columbus, OH 43215
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